First Issues Collectors Club

Results: 188



#Item
101Finance / Securities Exchange Act / Fannie Mae / First Issues Collectors Club / Mortgage loan / Mortgage-backed security / UBS / United States housing bubble / Investment / Financial economics

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2004-10-14 15:05:56
102First Issues Collectors Club / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Procedure for Fine Waivers and to Make Other Technical and Administrative Amendments; Rel. No[removed], File No. SR-FICC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-07-21 16:02:08
103Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / 73rd United States Congress / United States Securities and Exchange Commission / United States securities law

Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change to Amend Rules Relating to the Participants Fund Deposit Requirements of its Mortgage-Backed Securities Division

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Source URL: www.sec.gov

Language: English - Date: 2004-11-17 15:50:28
104United States Securities and Exchange Commission / Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Settlement / Financial economics / Financial regulation / Business / United States securities law / Securities / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]June 17, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Institute a

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Source URL: www.sec.gov

Language: English - Date: 2005-06-20 12:46:10
105First Issues Collectors Club / Financial markets / United States securities law / U.S. Securities and Exchange Commission / UBS / Broker-dealer / Securities Exchange Act / Federal Reserve System / Financial economics / Investment / Finance

SRO FICC: Notice of Filing of Proposed Rule Change to Provide Interpretive Guidance to Members Regarding the Criteria Used to Place Members on Surveillance Status

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Source URL: www.sec.gov

Language: English - Date: 2004-11-18 12:59:56
106United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities / First Issues Collectors Club / Securities Exchange Act / Depository Trust & Clearing Corporation / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]August 14, 2012 Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing Proposed Change to Move the Time

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Source URL: www.sec.gov

Language: English - Date: 2012-08-15 12:55:30
107First Issues Collectors Club / Securities Exchange Act / Business / U.S. Securities and Exchange Commission / Financial economics / Short / Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]April 15, 2005 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Establish a

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Source URL: www.sec.gov

Language: English - Date: 2005-04-18 13:53:53
108Securities Exchange Act / First Issues Collectors Club / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]September 15, 2004 Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to

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Source URL: www.sec.gov

Language: English - Date: 2004-09-16 16:17:42
109United States securities law / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial regulation / Government / First Issues Collectors Club / 73rd United States Congress / United States Securities and Exchange Commission

Order Approving Proposed Rule Change to Amend the Government Securities Division and the Mortgage-Backed Securities Division Membership Rules; Rel. No[removed], File No. SR-FICC[removed]

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Source URL: www.sec.gov

Language: English - Date: 2004-11-03 17:48:46
110Pro forma / Business / First Issues Collectors Club / Securities Exchange Act / United States securities law / Finance / Financial statements

Although the proposed rule change was amended after it was noticed for

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Source URL: www.sec.gov

Language: English - Date: 2005-01-12 12:13:54
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